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Proving

Proving JML Contracts

Now we apply the described proof obligations to the tutorial example. First we demonstrate the generation of proof obligations, then we show how these can be handled by the KeY prover. Please make sure that the default settings of the KeY prover are selected (see Chapter  3.3) and the maximum number of automatic rule applications is 5000. Be aware that the names of the proof rules and the structure of the proof obligations may be subject to change in the future.

Method Specifications

Normal Behavior Specification Case.

In the left part of the Proof Obligation Browser, expand the directory paycard. Select the class PayCard and then the method isValid. This method is specified by the JML annotation

   public normal_behavior
     requires true;
     ensures result == (unsuccessfulOperations<=3); 
     assignable \nothing;

This JML method specification treats the normal‘_behavior case, i.e., a method satisfying the precondition (JML boolean expression following the requires keyword) must not terminate abruptly throwing an exception. Further each method satisfying the precondition must

  • terminate (missing diverges clause),

  • satisfy the postcondition -- the JML boolean expression after the ensures keyword, and

  • only change the locations expressed in the assignable clause; here: must not change any location. The assignable clause is actually redundant in this concrete example, as the method is already marked as pure which implies assignable \nothing.

Within KeY, you can now prove that the implementation satisfies the different aspects of the specification, i.e., that if the precondition is satisfied then the method actually terminates normally and satisfies the postconditon and that the assignable clause is respected. In addition it is also proven that the object invariants of the object on which the method call is invoked are preserved.

The contracts pane in the Proof Management window offers only one proof obligation: JML normal_behavior opertaion contract. It summarizes all parts of the specification which will be considered in the proof.

The selected contract says that a call to this method, if the object invariant holds ([pre] self.<inv>), always terminates normally and that the return value is true iff the parameter unsuccessfulOperations is \leq 3, Additionally, the object invariant holds after the method call, therefore it is preserved. The sequent displayed in the large prover window after loading the proof obligation exactly reflects this property. We confirm the selection by pressing the Start proof button.

Start the proof by pushing the Start-button (the one with the green "play" symbol). The proof is closed automatically by the strategies. It might be necessary that you have to push the button more than once if there are more rule applications needed than you have specified with the "Max. Rule Applications" slider.

Exceptional Behavior Specification Case.

An example of an exceptional_behavior specification case can be found in the JML specification of PayCard::charge(int amount). The exceptional case reads

  public exceptional_behavior
      requires amount <= 0;

This JML specification is for the exceptional case. In contrast to the normal_behavior case, the precondition here states under which circumstances the method is expected to terminate abruptly by throwing an exception.

Use the Proof Management (either by clicking onto the button image or [File] | [Proof Management]). Continue as before, but this time, select the method PayCard::charge(int amount). In contrast to the previous example, the contracts pane offers you three contracts: two for the normal behavior case and one for the exceptional case. As we want to prove the contract for the exceptional case select the contract named: JML exceptional_behavior operation contract.

The KeY proof obligation for this specification requires that if the parameter amount is negative or equal to 0, then the method throw a IllegalArgumentException.

Start the proof again by pushing the run strategy-button. The proof is closed automatically by the strategies.

Generic Behavior Specification Case.

The method specification for method PayCard::createJuniorCard() is:

   ensures \result.limit==100;

This is a lightweight specification, for which KeY provides a proof obligation that requires the method to terminate (maybe abruptly) and to ensure that, if it terminates normally, the limit attribute of the result equals 100 in the post-state. By selecting the method and choosing the JML operation contract in the Contract Configurator, an appropriate JavaDL formula is loaded in the prover. The proof can be closed automatically by the automatic strategy.

Type Specifications

The instance invariant of type PayCard is

    public invariant log.\inv 
                     && balance >= 0 && limit > 0 
                     && unsuccessfulOperations >= 0 && log != null;

The invariant specifies that the balance of a paycard must be non-negative, that it must be possible to charge it with some money (limit > 0) and that the number of unsuccessfulOperations cannot be negative. Furthermore, the invariant states that the log file, which keeps track of the transactions, must always exist (log != null) and that the instance referred to by log has to satisfy the instance invariant of its own class type (log.\inv).

The method PayCard::charge() must preserve this invariant unless it does not terminate. This proof obligation is covered by proving that self.<inv> must be satisfied in the precondition and must hold in the postcondition. This has to be covered by all specification cases and is included in the specification in the Contract Configurator (self.<inv> in the pre- and in the postcondition).

There is one exception: if a method is annotated with the keyword helper, the proof obligation will not include the invariants. An example for such a method is LogRecord::setRecord(). If a method is declared as helper method, the invariant of the object on which the method is called does not have to hold for its pre- and postcondition. For more details, see 1. The advantage is a simpler proof obligation; however, the disadvantage is that in order to show that the method fulfills its contract, it is not possible to rely on the invariants.

In addition, invariants can also be annotated with an accessible clause. In this clause, all fields and locations on which the invariant depends have to be included. For example, the invariant of class LogRecord is

 !empty ==> (balance >= 0 && transactionId >= 0);

and it is annotated with the accessible clause

 accessible \inv: this.empty, this.balance, 
 transactionCounter, this.transactionId;

This means the invariant of LogRecord depends at most on the fields or locations given in the accessible clause. If one of these fields is changed by a method, it has to be proven that the invariant still holds. The accessible clause can simplify proofs because in cases where the heap is changed but not the mentioned fields and the validity of the invariant is proven before, we know that the invariant still holds.

Proof-Supporting JML Annotations

In KeY, JML annotations are not only used to generate proof obligations but also support proof search. An example are loop invariants. In our scenario, there is a class LogFile, which keeps track of a number of recent transactions by storing the balances at the end of the transactions. Consider the constructor LogFile() of that class. To prove the normal_behavior specification proof obligation of the method, one needs to reason about the incorporated while loop. Basically, there are two ways do this in KeY: use induction or use loop invariants. In general, both methods require interaction with the user during proof construction. For loop invariants, however, no interaction is needed if the JML loop_invariant annotation is used. In the example, the JML loop invariant indicates that the array logArray contains newly created entries (fresh(logArray[x])) and that these entries are not null in the array from the beginning up to position i:

/*@ loop_invariant
  @ 0 <= i && i <= logArray.length &&
  @ (\forall int x; 0 <= x && x < i; logArray[x] != null && \fresh(logArray[x]))
  @ && LogRecord.transactionCounter >= 0;
  @ assignable logArray[*], LogRecord.transactionCounter;
  @ decreases logArray.length - i; 
  @*/      
while(i<logArray.length){ 
  logArray[i++] = new LogRecord();
}

If the annotation had been skipped, we would have been asked during the proof to enter an invariant or an induction hypothesis. With the annotation no further interaction is required to resolve the loop.

Select the contract JML normal behavior operation contract LogFile::LogFile().

Choose Loop treatment None and start the prover. When no further rules can be applied automatically, select the while loop including the leading updates, press the mouse button, select the rule loopInvariant and then Apply Rule. This rule makes use of the invariants and assignables specified in the source code. Restart the strategies and run them until all goals are closed.

As can be seen, KeY makes use of an extension to JML, which is that assignable clauses can be attached to loop bodies, in order to indicate the locations that can at most be changed by the body. Doing this makes formalizing the loop invariant considerably simpler as the specifier needs not to add information to the invariant specifying all those program variables and fields that are not changed by the loop. Of course one has to check that the given assignable clause is correct, this is done by the invariant rule. We refer to 2 for further discussion and pointers on this topic.


  1. Benjamin Weiß. Deductive Verification of Object-Oriented Software: Dynamic Frames, Dynamic Logic and Predicate Abstraction. PhD thesis, Karlsruhe Institute of Technology, 2011. 

  2. Wolfgang Ahrendt, Bernhard Beckert, Richard Bubel, Reiner Hähnle, Peter H. Schmitt, and Mattias Ulbrich, editors. Deductive Software Verification - The KeY Book - From Theory to Practice. Volume 10001 of Lecture Notes in Computer Science. Springer, December 2016. ISBN 978-3-319-49811-9. doi:10.1007/978-3-319-49812-6